12
Dec
-
Dates Pending
12
Dec
2024

Insider Dealing, Market Manipulation and Disclosure Obligations: Law & Regulation

FROM
100
5 Non Verified CPD Points
Duration:
5
HOURS
Language:
English
Nicos Pavlides
Apply now
description

COURSE DESCRIPTION

From the creation of the first financial markets, insider dealing and market manipulation have always been with us. Their exploitation has captured the imagination of lawyers, courts and Hollywood drama (for the lovers of good movies I would highly recommend The Wall Street and The Wolf of Wall Street). Their manipulative designs and corrosive effects have led to enormous financial scandals like Enron and the Libor manipulation, and have financially destroyed Wall Street titans; but also, and more tragically, thousands and thousands of unassuming consumers of financial services. The need to understand them and guard against them in the financial services has never been greater.

No financial services professional, be it a trader, asset manager, compliance officer, lawyer or auditor can afford ignorance or negligence of these cardinal concepts and their real-life applications.

This online training program aims to equip practitioners with essential understanding of the above key concepts and how these are applied in practice, focusing on EU law and regulation, but also drawing from lessons learned from the US and the UK. Many real life case-studies will be utilized to illustrate key concepts. The connection between insider dealing, market manipulation and money laundering will also be examined.

The program is divided into three distinct parts to ensure a focused and detailed exploration of each topic.

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CONTENT

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details

course details

Methodology

  • Live session - online via Zoom
  • Interactive lecture with PowerPoint presentation.
  • Reference/background materials will be provided.
  • Q&A sessions for in-depth understanding
  • Case studies and analysis, and group discussion.

Funding

Funding is not available for this course.

Admission Requirements

Who is this aimed at

This program has been developed by professionals for professionals in the investment services, legal, risk management and audit fields.

  • Investment services Professionals certified by CySEC with either the Basic or Advanced Certification
  • Legal professionals
  • Internal auditors
  • Risk Managers
  • Compliance Officers of Investment Firms
  • Officers and Directors of investment firms and financial institutions

Certificate Awarded

A Training Certificate will be awarded to those participants who will successfully complete the training.

Coming Soon

More details about this course will be uploaded soon.

INSTRUCTOR

MEET YOUR INSTRUCTOR

Nicos Pavlides

Nicos Pavlides studied Economics and then Law (LLB) at the University of Sydney, graduating with honours. After two years working for the Office of the Director of Public Prosecutions in Sydney (2001-2002), he was awarded a Chevening scholarship and pursued further studies at the London School of Economics and University College London, where he obtained a Master of Laws degree (LLM) with a focus on financial-related legal subjects. Concurrently, he worked for the Crown Prosecution Service in London, primarily on cases of economic crime.

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COLLABORATORS

ADDITIONAL INSTRUCTORs

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frequently asked
questions

QUESTION 01

Do I need to be registered on the ERMIS Portal?

Yes, if you are registering for a course that is HRDA accredited, all participants (either receiving funding or not) will have to access and register as natural persons on the ERMIS Portal. If you are receiving funding and you are being registered for continuous professional/vocational training by your employer, your employer should also be registered with the ERMIS platform as a legal person. Contact us if you have any difficulty registering as a natural person or a legal person.

QUESTION 02

Will I receive a certificate at the end of the training?

Yes, you will receive a Certificate of Attendance from ELTRC or the relevant awarding body.

QUESTION 03

Do you have terms and conditions for seminar attendance?

Yes. You may find our terms and conditions here.

QUESTION 04

Will I receive the notes for the lesson and have access to recordings?

Yes, you will be given the course materials through an online platform and you will be allowed to download and keep the course materials and specimens for certain courses. Recordings will also be available in the drive for three months.

testimonials

testimonials for this course

The following testimonials are from other professionalis who have attended this course.

No testimonials available for this course at this time.

frequently asked
questions

Can I download course notes and materials?

Can I review course recordings after the session?

Can I share course materials with others who are not registered for the course?

Do all of your courses offer verified CPD points?

Do I have to be a lawyer to attend your seminars?

Do you have terms and conditions for seminar attendance?

Do you offer any discounts?

Do you only have seminars for lawyers?

How can I ensure I have access to course materials during and after the course?

Is it possible to get a copy of the course recordings for personal use?

Will I receive a certificate at the end of the training?

Will you register my CPD points for me?

ENROLL NOW

options for all professionals

HRDA

12
Dec
-
Dates Pending
12
Dec
2024

Insider Dealing, Market Manipulation and Disclosure Obligations: Law & Regulation

5 Non Verified CPD Points
Duration:
5
HOURS
Language:
English
Nicos Pavlides
apply NOW
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

INDIVIDUAL

12
Dec
Dates Pending
-
12
Dec
2024
100
+VAT

Insider Dealing, Market Manipulation and Disclosure Obligations: Law & Regulation

5 Non Verified CPD Points
Duration:
5
HOURS
Language:
English
Nicos Pavlides
APPLY NOW
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

TEAMS

12
Dec
-
12
Dec
Dates Pending
2024
CUSTOM

Insider Dealing, Market Manipulation and Disclosure Obligations: Law & Regulation

5 Non Verified CPD Points
Duration:
5
HOURS
Language:
English
Nicos Pavlides
CONTACT US
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