CONTENT
course content
Dates and times
12/12/2024 - 09:00 - 14:30 (with 30 minutes break)
Course content
Part 1: The origins and development of key concepts
- The state of play before 2016.
- The development of the key concepts of insider dealing, market manipulation and disclosure obligations and their main elements through the law and cases.
Part 2: The sea change of the EU Market Abuse Regulation 2016
- Purposes and aims of the new regime.
- The essential concepts in the new framework – how it all fits together.
- Criminal Sanctions and case studies of insider dealing as a criminal offence.
Part 3: Anybody said anything about money laundering?
- Insider dealing, market manipulation and money laundering. All should be aware.
suitable for
This program has been developed by professionals for professionals in the investment services, legal, risk management and audit fields.
- Investment services Professionals certified by CySEC with either the Basic or Advanced Certification
- Legal professionals
- Internal auditors
- Risk Managers
- Compliance Officers of Investment Firms
- Officers and Directors of investment firms and financial institutions